Regulatory Reporting
Automated data traceability and validation for FR Y-14, Basel RWA, SOX 404b, and other regulatory submissions.
Reporting pipeline
End-to-end traceability from source systems to regulatory submissions.
Ingest
Source capture
Trace
Lineage mapping
Validate
Quality checks
Aggregate
Metric compute
Package
Submission-ready
What the agent does
Automated lineage, validation, and evidence for regulatory submissions.
Source-to-cell lineage
Traces every reported metric from submission cell back to source system records and transformations.
Validation rules engine
Runs cross-field, cross-schedule, and inter-period checks with regulatory-specific rule sets.
Metric reconciliation
Ties aggregate figures in submissions to underlying data with full audit trail and variance analysis.
Exam-ready packages
Auto-generates data dictionaries, flow diagrams, attestation binders, and exception logs for regulators.
Continuous monitoring
Watches for late data, threshold breaches, and upstream schema changes that may affect submissions.
Regulatory frameworks
Pre-built support for major reporting and control programs.
CCAR / FR Y-14
Comprehensive stress-testing data validation and lineage for Federal Reserve submissions.
- FR Y-14 A/Q/M schedules
- Revenue & loss projections
- Pre-provision net revenue data
Basel / RWA
End-to-end traceability for Basel III/IV capital requirement computations.
- Risk-weighted asset calculations
- EAD, PD, LGD parameters
- Credit risk data aggregation
Financial & SOX
Automated validation and evidence generation for financial reporting controls.
- SOX 404(b) data controls
- CECL / IFRS-9 provisions
- GL reconciliation trails
Rapid deployment
A four-week path from discovery to live monitoring.
Discovery
Week 1
Connect source systems; map lineage for first report
Configure
Week 2
Configure validation rules; build reconciliation checks
Validate
Week 3
Run parallel submissions; compare to manual output
Deploy
Week 4
Go live with monitoring dashboards and alerting
Automate regulatory reporting
See how our regulatory reporting agents achieve 100% metric traceability and reduce exam prep hours by 60–80%.